RISK MANAGEMENT VIRTUAL CONFERENCE

Doris Kearns Goodwin is a world-renowned presidential historian, public speaker and Pulitzer Prize- winning, New York Times #1 best-selling author.

Her seventh book, Leadership in Turbulent Times, was published in September 2018 to critical acclaim and became an instant New York Times bestseller. A culmination of Goodwin’s five-decade career of studying the American presidents focusing on Presidents Abraham Lincoln, Theodore Roosevelt, Franklin Roosevelt and Lyndon Baines Johnson, the book provides an accessible and essential road map for aspiring and established leaders in every field, and for all of us in our everyday lives.

Goodwin’s career as a presidential historian and author was inspired when as a 24-year-old graduate student at Harvard she was selected to join the White House Fellows, one of America’s most prestigious programs for leadership and public service. Goodwin worked with Johnson in the White House and later assisted him in the writing of his memoirs.

She then wrote Lyndon Johnson and the American Dream, which became a national bestseller and achieved critical acclaim. It was re-released in 2019 with a new foreword highlighting LBJ’s accomplishments in domestic affairs that have stood the test of time.

Goodwin was awarded the Pulitzer Prize for No Ordinary Time: Franklin and Eleanor Roosevelt: The Home Front in World War II. The Fitzgeralds and the Kennedys was adapted into an award-winning five-part television miniseries. Her memoir Wait Till Next Year is the heartwarming story of growing up loving her family and baseball. Her sixth book, The Bully Pulpit: Theodore Roosevelt, William Howard Taft, and the Golden Age of Journalism, won the Carnegie Medal and is being developed into a film. Goodwin’s Team of Rivals: The Political Genius of Abraham Lincoln served as the basis for Steven Spielberg’s hit film Lincoln and was awarded the prestigious Lincoln Prize, the inaugural Book Prize for American History, and the Lincoln Leadership Prize.

Well known for her appearances and commentary on television, Goodwin is frequently seen in documentaries including Ken Burns’ The History of Baseball and The Roosevelts: An Intimate History; and on news and cable networks, and shows including Meet The Press and The Late Show with Stephen Colbert. She played herself as a teacher on The Simpsons and a historian on American Horror Story. In 2020, she served as the executive producer for History Channel's six-hour, three-night miniseries event, "Washington", which delves into the lesser-known details of America's first president and shows the arc of his developments as a leader.

Goodwin graduated magna cum laude from Colby College. She earned a doctorate degree in Government from Harvard University, where she taught Government, including a course on the American Presidency. Among her many honors and awards, Goodwin was awarded the Charles Frankel Prize, the Sarah Josepha Hale Medal, the New England Book Award, as well as the Carl Sandburg Literary Award. Goodwin recently founded Pastimes Productions with Beth Laski to develop and produce film, television and digital projects.

Goodwin lives in Boston, Massachusetts. She was the first woman to enter the Boston Red Sox locker room in 1979, and is a devoted fan of the World Series-winning team.

Mr. Brooks became Acting Comptroller of the Currency upon the resignation of the 31st Comptroller of the Currency Joseph M. Otting as a result of his designation as First Deputy Comptroller by Treasury Secretary Steven T. Mnuchin pursuant to his authority under 12 USC § 4.

As Acting Comptroller of the Currency, Mr. Brooks is the administrator of the federal banking system and chief officer of the Office of the Comptroller of the Currency (OCC). The OCC supervises nearly 1,200 national banks, federal savings associations, and federal branches and agencies of foreign banks that conduct approximately 70% of all banking business in the United States. The mission of the OCC is to ensure that national banks and federal savings associations operate in a safe and sound manner, provide fair access to financial services, treat customers fairly, and comply with applicable laws and regulations.The Comptroller also serves as a director of the Federal Deposit Insurance Corporation and a member of the Financial Stability Oversight Council and the Federal Financial Institutions Examination Council.

Prior to becoming Acting Comptroller, Mr. Brooks served as Senior Deputy Comptroller and Chief Operating Officer. In this role, he oversaw OCC bank supervision, bank supervision policy, economics, supervisory system and analytical support, systemic risk identification support and specialty supervision, and innovation. He also served as a member of the OCC's Executive Committee and was the Chair of the Technology and Systems Subcommittee, since joining the agency in April 2020.

Prior to joining the OCC, Mr. Brooks served as Chief Legal Officer of Coinbase Global, Inc., where he headed the legal, compliance, audit, investigations, and government relations functions for the company, which served 20 million customers. He held this position since September 2018.

From 2014-2018, Mr. Brooks served as Executive Vice President, General Counsel, and Corporate Secretary of the $3.2 trillion Fannie Mae. Prior to joining Fannie Mae, he served as a Vice Chairman of OneWest Bank, N.A., from 2011 to 2014. Prior to joining OneWest, he served managing partner of the Washington, D.C. office of the global law firm O'Melveny & Myers LLP, where he also served as chair of the firm's financial services practice group. Prior to joining the OCC, Mr. Brooks also served on the Boards of Directors of Avant, Inc. and Fannie Mae, and also served as an advisor to a number of technology startups.

Mr. Brooks holds a bachelor’s degree from Harvard University in government and a law degree from the University of Chicago.

Bruce Van Saun is Chairman and Chief Executive Officer of Citizens Financial Group, Inc, a large regional bank with a significant presence in New England, the Mid-Atlantic and the Midwest that serves more than five million consumer and business customers.

Van Saun joined CFG in October 2013 from the Royal Bank of Scotland. He led Citizens to a successful initial public offering in September 2014, and full independence from RBS in October 2015. Citizens continues to focus on delivering well for its stakeholders, including customers, colleagues, communities and shareowners.

At RBS, Van Saun served as Group Finance Director and as an executive director on the RBS Board from 2009 to 2013. He led efforts critical to re-establishing safety and soundness at RBS after the financial crisis, including improvements in the capital, liquidity and funding position, reduction in risk concentrations, and several significant divestitures such as Direct Line Group – the company’s insurance subsidiary – through an IPO and sell-down.

Prior to that, Van Saun held a number of senior positions with Bank of New York and later Bank of New York Mellon over an 11-year period. As Vice Chairman and Chief Financial Officer he was actively involved in the strategic transformation of BNY from a diversified regional bank into a focused global securities servicer and asset manager. This included over 80 transactions, including notable ones such as the merger with Mellon, a swap of businesses with JP Morgan and the acquisition of Pershing. He had also served as head of Bank of New York’s asset management and market-related businesses.

Van Saun was selected as the 2019 “Banker of the Year” by American Banker magazine. He previously had been rated one of the industry’s top CFOs at both RBS and Bank of New York.

Earlier in his more than 30-year financial services career, he held senior positions with Deutsche Bank, Wasserstein Perella Group and Kidder Peabody & Co.

Van Saun has served on a number of boards in both the U.S. and the U.K. He is currently a director of Moody’s Corporation, sits on the Federal Reserve Bank of Boston board, and is a board member for the Bank Policy Institute and The Clearing House Supervisory Board. He is also a board member of the Partnership for Rhode Island and Jobs for Massachusetts.

He graduated summa cum laude with a degree in business administration from Bucknell University, and earned an MBA in finance and general management from the University of North Carolina.

Malcolm Griggs is Executive Vice President and Chief Risk Officer at Citizens Financial Group. As such, he is responsible for the design and execution of frameworks for credit, market, operational, enterprise and regulatory compliance risk for the institution. He is a member of the firm’s Executive Committee, Strategic Planning Committee, Asset Liability Committee and chairs the Executive Risk Committee and the Allowance for Credit Losses committee, among others. Griggs joined Citizens in 2014 as EVP and Chief Credit Officer, having most recently served as Managing Director and head of business risk and controls for Citigroup’s US Consumer and Commercial banking operation. Griggs has over 30 years experience in senior line of business and risk roles at institutions such as Wachovia and Morgan Stanley , among others.

He is a former chairman of the board of RMA, The Risk Management Association, and is currently President-elect of the Board of the Rhode Island Philharmonic Orchestra and Music School. Griggs received his undergraduate and J.D. degrees from the University of North Carolina at Chapel Hill.