The 2020 RMA Internal Audit Annual Conference

Stronger Together

Auditing at the Speed of Business: How the Pandemic Response is Transforming Internal Audit

Stronger Together

The 2020 RMA Internal Audit Annual Conference brings together internal audit, risk management, and compliance professionals from across the financial services industry to explore the issues impacting them and how to successfully collaborate during the COVID - 19 pandemic

Earn up to 16 CPE/CE credits through your participation in this virtual conference.
 

CPE Credits are only available for those watching the Live Broadcast during the scheduled date and time of each session November 9 - 13, 2020.

Virtual Conference

Join us online!

November 9 to 13

2020

RMA Internal Audit Virtual Conference:

Corporations are in uncharted territory as they face unprecedented challenges presented by the COVID-19 environment. This continuing business interruption is providing the Internal Audit profession with an opportunity to help business leaders identify risks, opportunities and innovations in order to respond to rapidly changing events.

The RMA Internal Audit Virtual Conference brings together internal audit, risk management, and compliance professionals in commercial banking, securities firms, and investment banking asset management to discuss the following topics:

  • Modernizing Internal Audit
  • The IIA Update on 3 Lines of Defense
  • Chief Audit Executive Session
  • Managing Third Party Risk in These Uncertain Times
  • Cybersecurity Panel
  • A New Era of Resilience: Regulatory and Compliance Perspectives on Operational Resilience

  • Robotics Automation Managing Control Risk

  • ESG Framework and Internal Audit’s Role

  • Managing Financial Crimes Compliance and Enforcement Risks in an Evolving Landscape - Recent Developments, Trends, and Emerging Issues

  • The View from the Board on the Corporation’s Response to the COVID 19 Disruption

Corporations are in uncharted territory as they face unprecedented challenges presented by the COVID-19 environment. This continuing business interruption is providing the Internal Audit profession with an opportunity to help business leaders identify risks, opportunities and innovations in order to respond to rapidly changing events.

The RMA Internal Audit Virtual Conference brings together internal audit, risk management, and compliance professionals in commercial banking, securities firms, and investment banking asset management to discuss the following topics:

  • Modernizing Internal Audit
  • The IIA Update on 3 Lines of Defense
  • The View From the Board on the Corporation’s Response to the COVID 19 Disruption
  • Chief Audit Executive Leadership Panel
  • A Post COVID - 19 Economic Forecast Impacting Financial Services
  • Cybersecurity Panel

  • Robotics Automation Managing Control Risk

  • Rogue Trading

  • Managing Third Party Risk in These Uncertain Times

Earlier this year, RMA welcomed the Internal Audit Society (IAS) group , formerly a part of SIFMA, to our member base. To learn more or request to become an RMA member, click here.

Keynote Speakers

Doris Kearns Goodwin

Presidential Historian and Pulitzer Prize-winning Author

Carl R. Tannenbaum

Executive Vice President/Chief Economist, Northern Trust

Brian Brooks

Acting Comptroller of the Currency, Office of the Comptroller of the Currency

Roger W. Ferguson, Jr.

President and Chief Executive Officer,
TIAA

Bruce Van Saun

Chairman & Chief Executive Officer, Citizens Financial Group, Inc.

Malcolm Griggs

Executive Vice President and Chief Risk Officer, Citizens Financial Group

KEYNOTE SPEAKERS

Doris Kearns Goodwin

Presidential Historian and Pulitzer Prize-winning Author

Read More

Carl R. Tannenbaum

Executive Vice President/Chief Economist, Northern Trust

HONORARY CHAIRS

Malcolm Griggs

Executive Vice President and Chief Risk Officer, Citizens Financial Group

Bob Rose

Chief Credit Officer, Brookline Bancorp, Inc.

WHO ATTENDS

  • Business Line Operational Risk Manager
  • CEO/President
  • Chief Credit Officer
  • Chief Operational Risk Officer
  • Chief Risk Officer
  • Chief/Senior Lender
  • Compliance Officer/Compliance Manager
  • COO
  • Corporate Operational Risk Manager
  • CPA/Attorney/Appraiser
  • Credit Administration
  • Credit Policy Officer
  • Government Agency
  • Loan Review/Loan Administer
  • Market Risk Officer
  • Portfolio Management Officer
  • Regulator/Examinator
  • Senior Line Manager
  • Underwriter/Analyst

WHY ATTEND

Learn best practices to do your job better.

Build a professional network.

Discover tools and resources that support your career.

Share current and emerging industry practices with bank management.

Don't miss out!

Early bird registration prices end October 31, 2020!

Highlight Reel

“The keynote speakers were excellent and provided information that was engaging and applicable.” - 2019 Attendee

"Excellent sessions on Model Validation and Reputational Risk" - 2019 Attendee

“The keynote with BofA's head of risk - I was glued into every word that came out of their mouths. Brilliant stuff.” - 2019 Attendee

“I appreciated the diversity and quality of topics and speakers.” - 2018 Attendee

“I loved the variety of topics and the good organization. RMA also provided an excellent schedule of sessions which was followed closely.” - 2018 Attendee

“This was my first RMA Risk Management Conference, but I found the content and presentations relevant, important, and useful. I believe we need to have someone attend this conference annually from our institution.” - 2017 Attendee

  • ‹ prev
  • next ›
  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7

Agenda at a Glance

Education 

Stay up to date on important topics like collateral management, international market updates, performance measurement, and legal/regulatory updates.

Peer-Sharing 

Hear from a variety of speakers and engage in real-time conversations with your peers to share best practices.


Best-in-Class 

Designed and run by securities lending and borrowing professionals.


Day 1 - November 9, 2020

1:00 - 1:50 PM ET: Conference Opening Remarks; Keynote Speech: Leadership in Turbulent Times

2:00 - 2:50 PM ET: Chief Audit Executive Session

3:00 - 3:50 PM ET: Managing Third Party Risk in These Uncertain Times
4:00 - 4:50 PM ET: Managing Financial Crimes Compliance and Enforcement Risks in an Evolving Landscape - Recent Developments, Trends, and Emerging Issues
  • 1:20 - 2:00 PM ET: Keynote: Presidential Historian Doris Kearns Goodwin
  • 2:00 - 2:50 PM ET: Chief Audit Executive Panel
  • 3:00 - 3:50 PM ET: Managing Third Party Risk in These Uncertain Times
  • 4:00 - 4:50 PM ET: Rogue Trading

Day 2 - November 10, 2020

  • 1:20 - 2:00 PM ET: Keynote: Carl Tannenbaum, Chief Economist from Northern Trust
  • 2:00 - 2:50 PM ET: The IIA Update on 3 Lines of Defense
  • 3:00 - 3:50 PM ET: Robotics Automation: Managing Control Risk
  • 4:00 - 4:50 PM ET: The View From the Board on the Corporation’s Response to the COVID 19 Disruption

1:00 - 1:50 PM ET: Keynote Speech: Recovering From Contagion

2:00 - 2:50 PM ET: The View From the Board: The Corporation’s Response to the COVID 19 Disruption

3:00 - 3:50 PM ET: Robotics Automation in Managing Control Risk
4:00 - 4:50 PM ET: Coordinating Risk Assurance Across the Three Lines: Separate, But Not Siloed

Day 3 - November 12, 2020

1:00 - 1:50 PM ET: Keynote Speech: Perspectives on the Banking Industry and Leadership, the Changing Retirement Landscape, the Impact of COVID, and the Importance of DEI and Addressing Bias through Technology

2:00 - 2:50 PM ET: Modernizing Internal Audit

3:00 - 3:50 PM ET: A New Era of Resilience: Regulatory and Compliance Perspectives on Operational Resilience
4:00 - 4:50 PM ET: Cybersecurity and Lessons Learned from the Recent COVID-19 Pandemic… What are the Threats and Risks We Need to be Aware of?

Day 4 - November 13, 2020

1:00 - 1:50 PM ET: Keynote Speech: Social Injustice, Stress Testing, Capital Planning, Risk Culture including Governance, and COVID Recovery Variables

2:00 - 2:50 PM ET: Environmental, Social and Governance (ESG) Framework and Internal Audit's Role

3:00 - 3:50 PM ET: Internal Audit Top Priorities and Risks For 2021
4:00 - 4:50 PM ET: Internal Audit Forum
4:00 - 4:50 PM ET: Information Technology Audit Forum
© The Risk Management Association 2020